13F.
SOROS FUND MANAGEMENT LLC
13F-HR

Q3 2019

Period Sep 30, 2019Filed Nov 14, 2019View on EDGAR ↗
Positions
175
Total value
$3.61B
Top 10 concentration
50.4%
New positions
66

Exited positionsvs. Q2 2019

  • SPDR S&P 500 ETF TR ($328.75M)
  • INVESCO QQQ TR ($217.62M)
  • RED HAT INC ($97.38M)
  • DISNEY WALT CO ($43.99M)
  • ISHARES TR ($42.77M)
  • CYPRESS SEMICONDUCTOR CORP ($36.14M)
  • VULCAN MATLS CO ($31.58M)
  • CONAGRA BRANDS INC ($30.5M)

Holdings · 175

#Class
1
LIBERTY BROADBAND CORP
530307305
COM SER C$737.16M20.42%7,042,696-2.9%
2
VICI PPTYS INC
925652109
COM$419.83M11.63%18,535,657-9.7%
3
CAESARS ENTMT CORP
127686103
COM$149.66M4.15%12,835,265-32.6%
4
CELGENE CORP
151020104
COM$117.04M3.24%1,178,657+44.2%
5
ALPHABET INC
02079K305
CAP STK CL A$80.29M2.22%65,750
6
D R HORTON INC
23331A109
COM$71.09M1.97%1,348,705-17.8%
7
MONDELEZ INTL INC
609207105
CL A$67.16M1.86%1,214,000+2.6%
8
ROVI CORP
779376AD4
NOTE 0.500% 3/0$62.32M1.73%63,222,000
9
SELECT SECTOR SPDR TR
81369Y506 · Put
ENERGY$59.2M1.64%1,000,000New
10
TESLA INC
88160RAG6
NOTE 2.000% 5/1$54.18M1.50%53,209,000+112.8%
11
EBAY INC
278642103
COM$46.43M1.29%1,191,000+11.8%
12
SYMANTEC CORP
871503108
COM$46.15M1.28%1,953,063+5.3%
13
ALTABA INC
021346101
COM$45.37M1.26%2,328,937-5.2%
14
LPL FINL HLDGS INC
50212V100
COM$41.89M1.16%511,416-4.7%
15
GRIFOLS S A
398438408
SP ADR REP B NVT$41.73M1.16%2,082,086-2.1%
16
MICROCHIP TECHNOLOGY INC
595017AH7
NOTE 2.250% 2/1$41.11M1.14%31,886,000New
17
PELOTON INTERACTIVE INC
70614W100
CL A COM$39.53M1.10%1,575,000New
18
INSEEGO CORP
45782BAA2
NOTE 5.500% 6/1$39.39M1.09%30,769,000
19
TESLA INC
88160RAC5
NOTE 1.250% 3/0$35.6M0.99%36,400,000-10.6%
20
EDGEWELL PERS CARE CO
28035Q102
COM$32.17M0.89%990,000+23.8%
21
INTELSAT S A
45790VAB6
NOTE 4.500% 6/1$31.78M0.88%21,500,000New
22
ALCON INC
H01301128
ORD SHS$31.03M0.86%532,340New
23
ANNALY CAP MGMT INC
035710409
COM$30.95M0.86%3,517,428+48.8%
24
ENERGIZER HLDGS INC NEW
29272W109
COM$30.51M0.85%700,000-15.7%
25
UNITEDHEALTH GROUP INC
91324P102
COM$29.34M0.81%135,000+17.4%
26
VEECO INSTRS INC DEL
922417AD2
NOTE 2.700% 1/1$27.73M0.77%30,975,000-16.3%
27
E TRADE FINANCIAL CORP
269246401
COM NEW$26.48M0.73%606,190-6.5%
28
KEURIG DR PEPPER INC
49271V100
COM$26.09M0.72%955,000-1.5%
29
SELECT SECTOR SPDR TR
81369Y605
SBI INT-FINL$25.66M0.71%916,467
30
ON SEMICONDUCTOR CORP
682189AK1
NOTE 1.000%12/0$25.52M0.71%21,813,000-22.1%
31
JPMORGAN CHASE & CO
46625H100
COM$24.98M0.69%212,244
32
WESTERN ASSET MTG CAP CORP
95790DAA3
NOTE 6.750%10/0$24.17M0.67%23,930,000New
33
SYNCHRONY FINL
87165B103
COM$23.51M0.65%689,729
34
CITIGROUP INC
172967424
COM NEW$22.09M0.61%319,779+74.9%
35
ALLY FINL INC
02005N100
COM$21.75M0.60%655,953New
36
OWL ROCK CAPITAL CORPORATION
69121K104
COM$21.66M0.60%1,373,713New
37
BGC PARTNERS INC
05541T101
CL A$19.62M0.54%3,567,145
38
SPDR S&P 500 ETF TR
78462F103
TR UNIT$19.25M0.53%64,849+5.6%
39
NRG ENERGY INC
629377508
COM NEW$19.01M0.53%480,000+4.3%
40
AGNC INVT CORP
00123Q104
COM$18.94M0.52%1,177,213+38.5%
41
BANK AMER CORP
060505104
COM$18.79M0.52%643,968
42
VISTRA ENERGY CORP
92840M102
COM$18.44M0.51%690,000+76.9%
43
MESA LABS INC
59064RAA7
NOTE 1.375% 8/1$18.21M0.50%17,000,000New
44
VIPER ENERGY PARTNERS LP
92763M105
COM UNT RP INT$17.9M0.50%646,887-31.9%
45
SPDR SERIES TRUST
78464A730 · Call
S&P OILGAS EXP$17.89M0.50%800,000-20.0%
46
TEAM INC
878155AE0
NOTE 5.000% 8/0$17.66M0.49%15,944,000New
47
CABOT OIL & GAS CORP
127097103
COM$17.57M0.49%1,000,000New
48
ZAYO GROUP HLDGS INC
98919V105
COM$17.18M0.48%506,887+8.4%
49
CALAMP CORP
128126AD1
NOTE 2.000% 8/0$16.75M0.46%20,467,000New
50
PDL BIOPHARMA INC
69329YAJ3
NOTE 2.750%12/0$16.58M0.46%17,624,000New
51
TWO HBRS INVT CORP
90187BAA9
NOTE 6.250% 1/1$15.32M0.42%14,858,000New
52
OPKO HEALTH INC
68375NAD5
NOTE 4.500% 2/1$14.7M0.41%17,900,000New
53
RAMBUS INC DEL
750917AG1
NOTE 1.375% 2/0$14.44M0.40%14,500,000-16.2%
54
WELLS FARGO CO NEW
949746101
COM$14.41M0.40%285,630
55
SANTANDER CONSUMER USA HDG I
80283M101
COM$14.38M0.40%563,641-20.9%
56
ARCHER DANIELS MIDLAND CO
039483102
COM$14.38M0.40%350,000-58.8%
57
CONOCOPHILLIPS
20825C104 · Call
COM$14.14M0.39%250,000New
58
LIGAND PHARMACEUTICALS INC
53220KAF5
NOTE 0.750% 5/1$13.88M0.38%16,600,000New
59
TIMKENSTEEL CORP
887399AA1
NOTE 6.000% 6/0$13.86M0.38%14,815,000New
60
CARBONITE INC
141337AB1
NOTE 2.500% 4/0$13.52M0.37%14,158,000New
61
REDWOOD TR INC
758075AD7
NOTE 5.625% 7/1$13.49M0.37%13,250,000New
62
INTELSAT S A
L5140P101
COM$12.51M0.35%548,517-14.0%
63
GAIN CAP HLDGS INC
36268WAF7
NOTE 5.000% 8/1$12.21M0.34%13,000,000New
64
DOMINION ENERGY INC
25746U109
COM$12.16M0.34%150,000New
65
GREEN PLAINS INC
393222AF1
NOTE 4.125% 9/0$12.07M0.33%14,700,000New
66
TRANSDIGM GROUP INC
893641100
COM$11.88M0.33%22,815New
67
BRIGHAM MINERALS INC
10918L103
CL A COM$11.68M0.32%586,779+53.8%
68
CHENIERE ENERGY INC
16411R208
COM NEW$11.58M0.32%183,700New
69
FARFETCH LTD
30744W107
ORD SH CL A$11.29M0.31%1,306,573New
70
EURONET WORLDWIDE INC
298736109
COM$10.46M0.29%71,500New
71
BP PLC
055622104
SPONSORED ADR$10.26M0.28%270,000New
72
INVACARE CORP
461203AH4
NOTE 4.500% 6/0$10.04M0.28%11,953,000New
73
CME GROUP INC
12572Q105
COM$9.75M0.27%46,130
74
SOLARCITY CORP
83416TAC4
NOTE 1.625%11/0$9.2M0.25%9,286,000New
75
DISH NETWORK CORP
25470MAB5
NOTE 3.375% 8/1$9.19M0.25%10,000,000-16.7%
76
CYPRESS SEMICONDUCTOR CORP
232806109
COM$8.84M0.24%378,647-31.2%
77
PDL BIOPHARMA INC
69329YAG9
NOTE 2.750%12/0$8.44M0.23%8,733,000New
78
NXP SEMICONDUCTORS N V
N6596X109
COM$8.39M0.23%76,900New
79
KKR & CO INC
48251W104
CL A$8.18M0.23%304,511New
80
TESLA INC
88160RAD3
NOTE 2.375% 3/1$8.08M0.22%7,951,000New
81
CAESARS ENTMT CORP
127686AA1
NOTE 5.000%10/0$8.03M0.22%4,719,943-51.4%
82
S&P GLOBAL INC
78409V104
COM$7.74M0.21%31,602+9.3%
83
GOLDEN STAR RES LTD CDA
38119TAG9
NOTE 7.000% 8/1$7.38M0.20%7,365,000New
84
EVOLENT HEALTH INC
30050BAB7
NOTE 2.000%12/0$7.03M0.19%8,000,000New
85
WRIGHT MED GROUP N V
98236JAB4
NOTE 2.250%11/1$7.02M0.19%6,000,000New
86
COLONY CAP INC
19624RAB2
NOTE 3.875% 1/1$6.95M0.19%7,021,000New
87
VEONEER INCORPORATED
92336XAA7
NOTE 4.000% 6/0$6.93M0.19%7,000,000New
88
AMERICAN EXPRESS CO
025816109
COM$6.63M0.18%56,077
89
US BANCORP DEL
902973304
COM NEW$6.59M0.18%119,003
90
CHUBB LIMITED
H1467J104
COM$6.51M0.18%40,306
91
PNC FINL SVCS GROUP INC
693475105
COM$6.43M0.18%45,904
92
RESOURCE CAP CORP
76120WAC8
NOTE 4.500% 8/1$6.26M0.17%6,026,000New
93
TRAVELERS COMPANIES INC
89417E109
COM$6.01M0.17%40,423
94
NXP SEMICONDUCTORS N V
62952QAB6
NOTE 1.000%12/0$5.77M0.16%5,294,000-67.0%
95
INTERCONTINENTAL EXCHANGE IN
45866F104
COM$5.76M0.16%62,386
96
NAVIENT CORPORATION
63938C108
COM$5.75M0.16%449,043+56.7%
97
MORGAN STANLEY
617446448
COM NEW$5.72M0.16%134,143-78.4%
98
II VI INC
902104AB4
NOTE 0.250% 9/0$5.69M0.16%5,500,000-73.2%
99
LANNET INC
516012101 · Put
COM$5.6M0.16%500,000New
100
FALCON MINERALS CORP
30607B109
CL A COM$5.52M0.15%960,230+6.7%
101
KB HOME
48666K109
COM$5.51M0.15%162,075New
102
ENTERPRISE PRODS PARTNERS L
293792107
COM$5.43M0.15%190,000
103
MAGELLAN MIDSTREAM PRTNRS LP
559080106
COM UNIT RP LP$5.41M0.15%81,700
104
APOLLO COML REAL EST FIN INC
03762UAB1
NOTE 4.750% 8/2$5.32M0.15%5,230,000New
105
TYSON FOODS INC
902494103
CL A$5.31M0.15%61,600New
106
PRETIUM RES INC
74139CAB8
NOTE 2.250% 3/1$5.2M0.14%4,920,000New
107
SELECT SECTOR SPDR TR
81369Y506
ENERGY$5.15M0.14%86,972
108
BLACKSTONE GROUP INC
09260D107
COM CL A$5.13M0.14%105,074New
109
SCHLUMBERGER LTD
806857108
COM$5.13M0.14%150,000New
110
MARSH & MCLENNAN COS INC
571748102
COM$5.11M0.14%51,090
111
PROGRESSIVE CORP OHIO
743315103
COM$5.03M0.14%65,130
112
VISA INC
92826C839
COM CL A$4.95M0.14%28,749-36.0%
113
CF INDS HLDGS INC
125269100
COM$4.92M0.14%100,000-57.4%
114
BB&T CORP
054937107
COM$4.84M0.13%90,674
115
AON PLC
G0408V102
SHS CL A$4.83M0.13%24,925
116
ALLSTATE CORP
020002101
COM$4.8M0.13%44,195
117
GRANITE PT MTG TR INC
38741LAC1
NOTE 6.375%10/0$4.79M0.13%4,634,000New
118
DENBURY RES INC
247916208
COM NEW$4.76M0.13%4,000,000-38.5%
119
KIMBELL RTY PARTNERS LP
49435R102
UNIT$4.71M0.13%320,080+5.0%
120
GOLDMAN SACHS GROUP INC
38141G104
COM$4.7M0.13%22,682
121
AFLAC INC
001055102
COM$4.57M0.13%87,419
122
SUNPOWER CORP
867652AL3
DBCV 4.000% 1/1$4.55M0.13%5,000,000New
123
PRUDENTIAL FINL INC
744320102
COM$4.36M0.12%48,445
124
ENERGY TRANSFER LP
29273V100
COM UT LTD PTN$4.21M0.12%321,500
125
SPDR SERIES TRUST
78464A730
S&P OILGAS EXP$4.18M0.12%186,916
126
NEW RESIDENTIAL INVT CORP
64828T201
COM NEW$4.06M0.11%259,159New
127
AMERICAN INTL GROUP INC
026874784
COM NEW$4.01M0.11%72,063
128
HCI GROUP INC
40416EAD5
NOTE 4.250% 3/0$3.64M0.10%3,642,000New
129
RH
74967X103
COM$3.62M0.10%21,192New
130
CAPITAL ONE FINL CORP
14040H105
COM$3.54M0.10%38,861
131
CLOVIS ONCOLOGY INC
189464AC4
NOTE 1.250% 5/0$3.37M0.09%7,871,000New
132
METLIFE INC
59156R108
COM$3.15M0.09%66,772
133
DUKE ENERGY CORP NEW
26441C204
COM NEW$3.07M0.09%32,003New
134
BANK NEW YORK MELLON CORP
064058100
COM$3.07M0.08%67,845
135
NASDAQ INC
631103108
COM$3M0.08%30,177
136
ATLAS AIR WORLDWIDE HLDGS IN
049164BJ4
NOTE 1.875% 6/0$2.91M0.08%3,500,000New
137
CONCHO RES INC
20605P101
COM$2.72M0.08%40,000New
138
PRICE T ROWE GROUP INC
74144T108
COM$2.71M0.08%23,756
139
AVAYA HLDGS CORP
05351XAB7
NOTE 2.250% 6/1$2.57M0.07%3,000,000New
140
ZIONS BANCORPORATION N A
989701107
COM$2.53M0.07%56,730
141
NORTHERN TR CORP
665859104
COM$2.47M0.07%26,433
142
REDFIN CORP
75737FAA6
NOTE 1.750% 7/1$2.43M0.07%2,636,000New
143
AMERIPRISE FINL INC
03076C106
COM$2.42M0.07%16,426
144
WESTERN MIDSTREAM PARTNERS L
958669103
COM UNIT LP INT$2.35M0.07%94,550
145
FRANKLIN RES INC
354613101
COM$2.24M0.06%77,531
146
THE CHARLES SCHWAB CORPORATI
808513105
COM$2.23M0.06%53,404
147
BHP GROUP PLC
05545E209
SPONSORED ADR$2.14M0.06%50,000New
148
DISCOVER FINL SVCS
254709108
COM$2.12M0.06%26,098
149
CITIZENS FINL GROUP INC
174610105
COM$2.11M0.06%59,730
150
BOEING CO
097023105
COM$2.09M0.06%5,500New
151
MSCI INC
55354G100
COM$2.05M0.06%9,401
152
SEMGROUP CORP
81663A105
CL A$2.04M0.06%125,000New
153
EVERCORE INC
29977A105
CLASS A$2M0.06%25,000New
154
KEYCORP NEW
493267108
COM$1.99M0.06%111,467
155
HUNTINGTON BANCSHARES INC
446150104
COM$1.94M0.05%136,085
156
VANECK VECTORS ETF TR
92189F106
GOLD MINERS ETF$1.83M0.05%68,500New
157
SUNTRUST BKS INC
867914103
COM$1.82M0.05%26,395
158
EQM MIDSTREAM PARTNERS LP
26885B100
UNIT LTD PARTN$1.8M0.05%55,000
159
GREENLIGHT CAP RE LTD
395366AB3
NOTE 4.000% 8/0$1.74M0.05%1,837,000New
160
BLACKROCK INC
09247X101
COM$1.64M0.05%3,680
161
ELDORADO RESORTS INC
28470R102
COM$1.47M0.04%36,900New
162
INVESCO LTD
G491BT108
SHS$1.03M0.03%60,695
163
STATE STR CORP
857477103
COM$1.02M0.03%17,264
164
TD AMERITRADE HLDG CORP
87236Y108
COM$949K0.03%20,327
165
SVB FINL GROUP
78486Q101
COM$922K0.03%4,412
166
COMERICA INC
200340107
COM$861K0.02%13,041
167
FIFTH THIRD BANCORP
316773100
COM$855K0.02%31,228
168
M & T BK CORP
55261F104
COM$819K0.02%5,185-94.8%
169
DENBURY RES INC DEL
U2481AAK4
DEBT 6.375%12/3$798K0.02%1,348,000
170
OI S A
670851500
SPONSORED ADR NE$651K0.02%592,000-77.4%
171
HORNBECK OFFSHORE SVCS INC N
440543106
COM$383K0.01%504,552+0.9%
172
FALCON MINERALS CORP
30607B208
*W EXP 07/21/202$379K0.01%1,087,640+8.8%
173
EAGLE BULK SHIPPING INC
Y21898AA2
DEBT 5.000% 8/0$267K0.01%250,000New
174
MONTAGE RES CORP
61179L100
COM$196K0.01%51,877-15.0%
175
II VI INC
902104108
COM$9K0.00%242-98.1%
Total filing value: $3.61B