13F-HR

Q4 2013

Period Dec 31, 2013Filed Feb 21, 2014View on EDGAR ↗

Positions

Total value

$97.3M

Top 10 concentration

38.2%

New positions

—

Holdings · 85

#		Class
1	JPMORGAN CHASE & CO 46625H365	ALERIAN ML ETN	$8.25M	8.48%	178,015	New
2	EXXON MOBIL CORP 30231G102	COM	$4.35M	4.47%	42,944	New
3	VANGUARD INDEX FDS 922908769	TOTAL STK MKT	$4.08M	4.20%	42,567	New
4	GOOGLE INC 38259P508	CL A	$3.19M	3.28%	2,847	New
5	JOHNSON & JOHNSON 478160104	COM	$3M	3.09%	32,799	New
6	PFIZER INC 717081103	COM	$3M	3.09%	98,090	New
7	VANGUARD SPECIALIZED PORTFOL 921908844	DIV APP ETF	$2.98M	3.06%	39,624	New
8	JPMORGAN CHASE & CO 46625H100	COM	$2.82M	2.90%	48,280	New
9	SPDR GOLD TRUST 78463V107	GOLD SHS	$2.79M	2.87%	24,025	New
10	COLGATE PALMOLIVE CO 194162103	COM	$2.72M	2.80%	41,727	New
11	YUM BRANDS INC 988498101	COM	$2.27M	2.33%	29,958	New
12	INTERNATIONAL BUSINESS MACHS 459200101	COM	$2.25M	2.31%	12,008	New
13	HELMERICH & PAYNE INC 423452101	COM	$2.2M	2.26%	26,192	New
14	OCCIDENTAL PETE CORP DEL 674599105	COM	$2.16M	2.22%	22,759	New
15	COSTCO WHSL CORP NEW 22160K105	COM	$2.16M	2.22%	18,176	New
16	MICROSOFT CORP 594918104	COM	$2.12M	2.18%	56,788	New
17	DUN & BRADSTREET CORP DEL NE 26483E100	COM	$2.11M	2.17%	17,205	New
18	WALGREEN CO 931422109	COM	$2.05M	2.10%	35,652	New
19	SIRONA DENTAL SYSTEMS INC 82966C103	COM	$1.85M	1.90%	26,400	New
20	ISHARES 464287234	MSCI EMG MKT ETF	$1.85M	1.90%	44,187	New
21	HARRIS CORP DEL 413875105	COM	$1.8M	1.85%	25,815	New
22	GENERAL MTRS CO 37045V100	COM	$1.75M	1.80%	42,788	New
23	E M C CORP MASS 268648102	COM	$1.72M	1.77%	68,349	New
24	TARGET CORP 87612E106	COM	$1.64M	1.69%	25,982	New
25	BERKSHIRE HATHAWAY INC DEL 084670108	CL A	$1.6M	1.65%	9	New
26	GENERAL ELECTRIC CO 369604103	COM	$1.58M	1.62%	56,179	New
27	ALLERGAN INC 018490102	COM	$1.56M	1.60%	14,029	New
28	CATERPILLAR INC DEL 149123101	COM	$1.41M	1.45%	15,523	New
29	BUNGE LIMITED G16962105	COM	$1.37M	1.41%	16,712	New
30	DRESSER-RAND GROUP INC 261608103	COM	$1.3M	1.33%	21,764	New
31	SEABOARD CORP 811543107	COM	$1.15M	1.19%	413	New
32	ISHARES 464288646	1-3 YR CR BD ETF	$1.15M	1.18%	10,865	New
33	VANGUARD SCOTTSDALE FDS 92206C409	SHRT TRM CORP BD	$1.12M	1.15%	14,025	New
34	KAYNE ANDERSON MLP INVT CO 486606106	COM	$1.05M	1.08%	26,309	New
35	BERKSHIRE HATHAWAY INC DEL 084670702	CL B NEW	$969K	1.00%	8,173	New
36	PROCTER & GAMBLE CO 742718109	COM	$921K	0.95%	11,315	New
37	VANGUARD INTL EQUITY INDEX F 922042742	TT WRLD ST ETF	$873K	0.90%	14,690	New
38	BOEING CO 097023105	COM	$836K	0.86%	6,123	New
39	CHEVRON CORP NEW 166764100	COM	$721K	0.74%	5,772	New
40	ISHARES GOLD TRUST 464285105	ISHARES	$684K	0.70%	58,577	New
41	3M CO 88579Y101	COM	$674K	0.69%	4,809	New
42	SPDR S&P 500 ETF TR 78462F103	TR UNIT	$651K	0.67%	3,522	New
43	SCHWAB STRATEGIC TR 808524805	INTL EQTY ETF	$590K	0.61%	18,709	New
44	VANGUARD INTL EQUITY INDEX F 922042858	FTSE EMR MKT ETF	$567K	0.58%	13,793	New
45	APPLE INC 037833100	COM	$565K	0.58%	1,007	New
46	US BANCORP DEL 902973304	COM NEW	$540K	0.56%	13,360	New
47	VANGUARD INDEX FDS 922908629	MID CAP ETF	$485K	0.50%	4,404	New
48	PROTECTIVE LIFE CORP 743674103	COM	$456K	0.47%	9,002	New
49	DOW CHEM CO 260543103	COM	$449K	0.46%	10,115	New
50	TORCHMARK CORP 891027104	COM	$434K	0.45%	5,548	New
51	PHILIP MORRIS INTL INC 718172109	COM	$410K	0.42%	4,702	New
52	AT&T INC 00206R102	COM	$371K	0.38%	10,538	New
53	UNITED TECHNOLOGIES CORP 913017109	COM	$369K	0.38%	3,243	New
54	ALLIANCE NEW YORK MUN INC FD 018714105	COM	$348K	0.36%	29,286	New
55	TORONTO DOMINION BK ONT 891160509	COM NEW	$335K	0.34%	3,557	New
56	KIMBERLY CLARK CORP 494368103	COM	$334K	0.34%	3,200	New
57	CDN IMPERIAL BK OF COMMERCE 136069101	COM	$318K	0.33%	3,720	New
58	ORACLE CORP 68389X105	COM	$302K	0.31%	7,898	New
59	TORTOISE PWR & ENERGY INFRAS 89147X104	COM	$297K	0.31%	11,560	New
60	VERIZON COMMUNICATIONS INC 92343V104	COM	$297K	0.31%	6,046	New
61	CITIGROUP INC 172967424	COM NEW	$288K	0.30%	5,534	New
62	DU PONT E I DE NEMOURS & CO 263534109	COM	$280K	0.29%	4,308	New
63	DIAGEO P L C 25243Q205	SPON ADR NEW	$275K	0.28%	2,078	New
64	CONAGRA FOODS INC 205887102	COM	$270K	0.28%	8,000	New
65	VANGUARD INDEX FDS 922908595	SML CP GRW ETF	$260K	0.27%	2,125	New
66	VANGUARD INDEX FDS 922908611	SM CP VAL ETF	$253K	0.26%	2,600	New
67	VANGUARD INDEX FDS 922908751	SMALL CP ETF	$250K	0.26%	2,272	New
68	NOVARTIS A G 66987V109	SPONSORED ADR	$244K	0.25%	3,040	New
69	UBS AG LONDON BRH 90267B682	ETRAC ALER MLP	$244K	0.25%	8,380	New
70	SCANA CORP NEW 80589M102	COM	$229K	0.24%	4,880	New
71	WAL-MART STORES INC 931142103	COM	$219K	0.23%	2,781	New
72	COCA COLA ENTERPRISES INC NE 19122T109	COM	$217K	0.22%	4,906	New
73	DEXCOM INC 252131107	COM	$216K	0.22%	6,108	New
74	NOVO-NORDISK A S 670100205	ADR	$207K	0.21%	1,120	New
75	CELLDEX THERAPEUTICS INC NEW 15117B103	COM	$206K	0.21%	8,510	New
76	NUVEEN NY PERFORM PLUS MUN F 67062R104	COM	$202K	0.21%	15,200	New
77	SANGAMO BIOSCIENCES INC 800677106	COM	$191K	0.20%	13,780	New
78	SPIRIT RLTY CAP INC NEW 84860W102	COM	$182K	0.19%	18,555	New
79	PUTNAM MANAGED MUN INCOM TR 746823103	COM	$163K	0.17%	24,500	New
80	NUVEEN AMT-FREE MUN INCOME F 670657105	COM	$152K	0.16%	12,590	New
81	NUVEEN NY AMT-FREE MUN INCOM 670656107	COM	$146K	0.15%	11,928	New
82	WESTERN ASST MNGD MUN FD INC 95766M105	COM	$126K	0.13%	10,300	New
83	PUTNAM MUN OPPORTUNITIES TR 746922103	SH BEN INT	$121K	0.12%	11,260	New
84	ZYNGA INC 98986T108	CL A	$102K	0.10%	26,830	New
85	MECHEL OAO 583840103	SPONSORED ADR	$37K	0.04%	14,410	New

Total filing value: $97.3M